深(shen)圳(zhen)證(zheng)(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)(以下簡(jian)稱深(shen)交(jiao)(jiao)(jiao)所(suo)或本所(suo))于1990年12月1日開始營業,是經國(guo)(guo)務(wu)(wu)(wu)院批準設立的全國(guo)(guo)性證(zheng)(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)(jiao)易(yi)場(chang)(chang)所(suo),受(shou)中國(guo)(guo)證(zheng)(zheng)(zheng)(zheng)監(jian)(jian)會(hui)監(jian)(jian)督(du)管(guan)理。深(shen)交(jiao)(jiao)(jiao)所(suo)履行(xing)(xing)市(shi)(shi)場(chang)(chang)組織、市(shi)(shi)場(chang)(chang)監(jian)(jian)管(guan)和(he)市(shi)(shi)場(chang)(chang)服(fu)務(wu)(wu)(wu)等(deng)(deng)職(zhi)(zhi)責,主(zhu)要包括:提供證(zheng)(zheng)(zheng)(zheng)券(quan)集中交(jiao)(jiao)(jiao)易(yi)的場(chang)(chang)所(suo)、設施和(he)服(fu)務(wu)(wu)(wu);制定(ding)和(he)修改本所(suo)的業務(wu)(wu)(wu)規則;審核、安排證(zheng)(zheng)(zheng)(zheng)券(quan)上(shang)市(shi)(shi)交(jiao)(jiao)(jiao)易(yi),決定(ding)證(zheng)(zheng)(zheng)(zheng)券(quan)暫停上(shang)市(shi)(shi)、恢復上(shang)市(shi)(shi)、終止上(shang)市(shi)(shi)和(he)重新上(shang)市(shi)(shi);提供非公(gong)開發行(xing)(xing)證(zheng)(zheng)(zheng)(zheng)券(quan)轉(zhuan)讓服(fu)務(wu)(wu)(wu);組織和(he)監(jian)(jian)督(du)證(zheng)(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)(jiao)易(yi);組織實施交(jiao)(jiao)(jiao)易(yi)品種和(he)交(jiao)(jiao)(jiao)易(yi)方式創新;對(dui)會(hui)員進行(xing)(xing)監(jian)(jian)管(guan);對(dui)證(zheng)(zheng)(zheng)(zheng)券(quan)上(shang)市(shi)(shi)交(jiao)(jiao)(jiao)易(yi)公(gong)司及相關信息披露(lu)義務(wu)(wu)(wu)人(ren)進行(xing)(xing)監(jian)(jian)管(guan);對(dui)證(zheng)(zheng)(zheng)(zheng)券(quan)服(fu)務(wu)(wu)(wu)機(ji)(ji)構(gou)為證(zheng)(zheng)(zheng)(zheng)券(quan)上(shang)市(shi)(shi)、交(jiao)(jiao)(jiao)易(yi)等(deng)(deng)提供服(fu)務(wu)(wu)(wu)的行(xing)(xing)為進行(xing)(xing)監(jian)(jian)管(guan);設立或者(zhe)參與設立證(zheng)(zheng)(zheng)(zheng)券(quan)登記(ji)結(jie)算機(ji)(ji)構(gou);管(guan)理和(he)公(gong)布市(shi)(shi)場(chang)(chang)信息;開展(zhan)投(tou)資者(zhe)教育和(he)保(bao)護;法律、行(xing)(xing)政(zheng)法規規定(ding)的以及中國(guo)(guo)證(zheng)(zheng)(zheng)(zheng)監(jian)(jian)會(hui)許可、授權或者(zhe)委托的其他職(zhi)(zhi)能。
深交所(suo)(suo)是(shi)(shi)實行自律(lv)(lv)管理(li)的會(hui)(hui)(hui)員(yuan)(yuan)(yuan)(yuan)制法(fa)人(ren)(ren),截止2018年有116家(jia)(jia)(jia)會(hui)(hui)(hui)員(yuan)(yuan)(yuan)(yuan)和3家(jia)(jia)(jia)特(te)別會(hui)(hui)(hui)員(yuan)(yuan)(yuan)(yuan)。在深交所(suo)(suo)黨(dang)委(wei)統一(yi)領導(dao)下(xia),治理(li)架構(gou)(gou)包括:一(yi)是(shi)(shi)會(hui)(hui)(hui)員(yuan)(yuan)(yuan)(yuan)大會(hui)(hui)(hui),為權力機構(gou)(gou)。二(er)是(shi)(shi)理(li)事會(hui)(hui)(hui),對會(hui)(hui)(hui)員(yuan)(yuan)(yuan)(yuan)大會(hui)(hui)(hui)負責,下(xia)設戰略發(fa)展、會(hui)(hui)(hui)員(yuan)(yuan)(yuan)(yuan)自律(lv)(lv)管理(li)、市(shi)場(chang)風險(xian)(xian)、上市(shi)培育(yu)、技術(shu)發(fa)展、薪酬財(cai)務、上訴復(fu)核等7個專門委(wei)員(yuan)(yuan)(yuan)(yuan)會(hui)(hui)(hui)。三(san)是(shi)(shi)經理(li)層(ceng),負責日常管理(li)工作,下(xia)設上市(shi)、紀律(lv)(lv)處分等2個專門委(wei)員(yuan)(yuan)(yuan)(yuan)會(hui)(hui)(hui),設有技術(shu)管理(li)、上市(shi)公司監(jian)管、產品與(yu)參與(yu)人(ren)(ren)管理(li)、培育(yu)發(fa)展、風險(xian)(xian)管理(li)等5個專業管理(li)委(wei)員(yuan)(yuan)(yuan)(yuan)會(hui)(hui)(hui)。四是(shi)(shi)監(jian)事會(hui)(hui)(hui),為監(jian)督機構(gou)(gou)。五是(shi)(shi)設29個部室和5家(jia)(jia)(jia)下(xia)屬機構(gou)(gou)。
深交(jiao)(jiao)所立(li)足(zu)服(fu)務實體經濟和國家戰略全局,初(chu)步建立(li)起板塊特色鮮明(ming)、監管規范透明(ming)、運(yun)行(xing)安全可靠、服(fu)務專業高(gao)效(xiao)的多層次資(zi)本市(shi)(shi)場體系(xi)。截至2019年(nian)9月(yue)底(di),深交(jiao)(jiao)所共(gong)有上市(shi)(shi)公司2184家,其中(zhong)主板471家、中(zhong)小板940家、創(chuang)業板773家,總市(shi)(shi)值(zhi)21.67萬億(yi)元(yuan);掛牌(pai)債券(含資(zi)產支持證券)5948只,掛牌(pai)面值(zhi)2.02萬億(yi)元(yuan);掛牌(pai)基金523只,資(zi)產凈(jing)值(zhi)1833億(yi)元(yuan)。2019年(nian)1-9月(yue),深市(shi)(shi)股票成交(jiao)(jiao)金額(e)56.32萬億(yi)元(yuan),股票籌資(zi)額(e)3984億(yi)元(yuan)。