國(guo)(guo)金(jin)(jin)證券股份有(you)限(xian)(xian)公(gong)(gong)司(si)是一家(jia)資產質(zhi)量優良(liang)、專業(ye)團隊(dui)精干、創(chuang)新能(neng)力突出的上(shang)市(shi)證券公(gong)(gong)司(si),是滬深300指(zhi)(zhi)數(shu)(shu)、上(shang)證180指(zhi)(zhi)數(shu)(shu)、上(shang)證180金(jin)(jin)融股指(zhi)(zhi)數(shu)(shu)和上(shang)證中型企業(ye)指(zhi)(zhi)數(shu)(shu)成份股,注冊(ce)地在四(si)川(chuan)省成都市(shi)。公(gong)(gong)司(si)目前控(kong)股國(guo)(guo)金(jin)(jin)期貨有(you)限(xian)(xian)責任公(gong)(gong)司(si)、國(guo)(guo)金(jin)(jin)鼎興投(tou)資有(you)限(xian)(xian)公(gong)(gong)司(si)、國(guo)(guo)金(jin)(jin)創(chuang)新投(tou)資有(you)限(xian)(xian)公(gong)(gong)司(si),國(guo)(guo)金(jin)(jin)證券(香(xiang)港)有(you)限(xian)(xian)公(gong)(gong)司(si)、粵(yue)海融資有(you)限(xian)(xian)公(gong)(gong)司(si)、參股國(guo)(guo)金(jin)(jin)基金(jin)(jin)管理有(you)限(xian)(xian)公(gong)(gong)司(si)。
國金(jin)證券股份有限公司(si)(si)經(jing)(jing)(jing)營(ying)范圍(wei)包括:證券經(jing)(jing)(jing)紀;證券投(tou)資咨(zi)詢;與證券交易、證券投(tou)資活動有關的財務顧問;證券承銷(xiao)與保薦;證券自營(ying);融資融券;證券資產(chan)管理;證券投(tou)資基金(jin)代銷(xiao);為期貨公司(si)(si)提供中間介紹業務;代銷(xiao)金(jin)融產(chan)品。(依法須經(jing)(jing)(jing)批(pi)準(zhun)的項目,經(jing)(jing)(jing)相關部門批(pi)準(zhun)后方可開展經(jing)(jing)(jing)營(ying)活動)。
國金(jin)證(zheng)券(quan)股份有(you)限公(gong)司(si)(si)還擁有(you)參與(yu)股指期(qi)貨、國債期(qi)貨交(jiao)易(yi)(yi)業(ye)務(wu);股票質(zhi)押式(shi)回購業(ye)務(wu);股票收(shou)益互(hu)換(huan)業(ye)務(wu);參與(yu)利率互(hu)換(huan)交(jiao)易(yi)(yi)業(ye)務(wu);直(zhi)接投(tou)(tou)資(zi)業(ye)務(wu);中小企業(ye)私募(mu)債券(quan)主承銷業(ye)務(wu);向(xiang)保險機構(gou)(gou)投(tou)(tou)資(zi)者提供(gong)交(jiao)易(yi)(yi)單元服務(wu);約定購回式(shi)證(zheng)券(quan)交(jiao)易(yi)(yi)業(ye)務(wu);全國銀行(xing)間同業(ye)拆借(jie)市場(chang)同業(ye)拆借(jie)業(ye)務(wu);滬港通(tong)業(ye)務(wu);私募(mu)基金(jin)綜合托管業(ye)務(wu)試點;銀行(xing)間嘗(chang)試做市商;互(hu)聯網證(zheng)券(quan)業(ye)務(wu)試點;柜臺市場(chang)業(ye)務(wu)試點;股票期(qi)權(quan)(quan)交(jiao)易(yi)(yi)參與(yu)人;開展黃金(jin)現貨合約自(zi)營資(zi)格、上市公(gong)司(si)(si)股權(quan)(quan)激勵行(xing)權(quan)(quan)融資(zi)業(ye)務(wu)、合格境內機構(gou)(gou)投(tou)(tou)資(zi)者(QDII)資(zi)格等其他(ta)業(ye)務(wu)資(zi)格。
國(guo)金證券(quan)股份有(you)限公司自(zi)成立以(yi)來,嚴格遵守各項法律法規,不斷完(wan)善公司法人治(zhi)理結(jie)構,建立了比較健(jian)全的內控(kong)制度,始終堅持合規管理和穩健(jian)經營。