國(guo)金(jin)(jin)證(zheng)券股份有(you)限(xian)公(gong)(gong)司(si)是一家資(zi)產質量優良、專業團隊精干、創新能(neng)力(li)突(tu)出的上市(shi)證(zheng)券公(gong)(gong)司(si),是滬深(shen)300指(zhi)數(shu)(shu)、上證(zheng)180指(zhi)數(shu)(shu)、上證(zheng)180金(jin)(jin)融股指(zhi)數(shu)(shu)和(he)上證(zheng)中(zhong)型企業指(zhi)數(shu)(shu)成(cheng)(cheng)份股,注(zhu)冊地在四川省成(cheng)(cheng)都市(shi)。公(gong)(gong)司(si)目前控股國(guo)金(jin)(jin)期貨有(you)限(xian)責(ze)任公(gong)(gong)司(si)、國(guo)金(jin)(jin)鼎興投資(zi)有(you)限(xian)公(gong)(gong)司(si)、國(guo)金(jin)(jin)創新投資(zi)有(you)限(xian)公(gong)(gong)司(si),國(guo)金(jin)(jin)證(zheng)券(香港(gang))有(you)限(xian)公(gong)(gong)司(si)、粵海融資(zi)有(you)限(xian)公(gong)(gong)司(si)、參股國(guo)金(jin)(jin)基金(jin)(jin)管理有(you)限(xian)公(gong)(gong)司(si)。
國金(jin)證券(quan)(quan)股份有限公(gong)司經(jing)(jing)營(ying)范圍包括:證券(quan)(quan)經(jing)(jing)紀;證券(quan)(quan)投(tou)(tou)資(zi)咨詢;與證券(quan)(quan)交(jiao)易、證券(quan)(quan)投(tou)(tou)資(zi)活(huo)動有關的(de)(de)財務(wu)顧(gu)問;證券(quan)(quan)承銷與保(bao)薦;證券(quan)(quan)自(zi)營(ying);融(rong)資(zi)融(rong)券(quan)(quan);證券(quan)(quan)資(zi)產管理;證券(quan)(quan)投(tou)(tou)資(zi)基(ji)金(jin)代銷;為(wei)期(qi)貨公(gong)司提供中間介紹業務(wu);代銷金(jin)融(rong)產品。(依法須經(jing)(jing)批(pi)準的(de)(de)項目,經(jing)(jing)相關部門批(pi)準后方可開展經(jing)(jing)營(ying)活(huo)動)。
國(guo)金證券(quan)股(gu)(gu)份有(you)限公(gong)司(si)還擁有(you)參與(yu)股(gu)(gu)指(zhi)期(qi)貨、國(guo)債期(qi)貨交(jiao)易業(ye)(ye)務(wu)(wu);股(gu)(gu)票(piao)質押式回購(gou)業(ye)(ye)務(wu)(wu);股(gu)(gu)票(piao)收益(yi)互(hu)換業(ye)(ye)務(wu)(wu);參與(yu)利(li)率互(hu)換交(jiao)易業(ye)(ye)務(wu)(wu);直接(jie)投資(zi)(zi)(zi)業(ye)(ye)務(wu)(wu);中小企業(ye)(ye)私募(mu)債券(quan)主承銷業(ye)(ye)務(wu)(wu);向保險(xian)機構投資(zi)(zi)(zi)者提供交(jiao)易單(dan)元服務(wu)(wu);約定購(gou)回式證券(quan)交(jiao)易業(ye)(ye)務(wu)(wu);全國(guo)銀行(xing)間同業(ye)(ye)拆借市(shi)場同業(ye)(ye)拆借業(ye)(ye)務(wu)(wu);滬港通業(ye)(ye)務(wu)(wu);私募(mu)基金綜合托管業(ye)(ye)務(wu)(wu)試(shi)(shi)點(dian)(dian)(dian);銀行(xing)間嘗試(shi)(shi)做(zuo)市(shi)商;互(hu)聯網證券(quan)業(ye)(ye)務(wu)(wu)試(shi)(shi)點(dian)(dian)(dian);柜(ju)臺(tai)市(shi)場業(ye)(ye)務(wu)(wu)試(shi)(shi)點(dian)(dian)(dian);股(gu)(gu)票(piao)期(qi)權(quan)交(jiao)易參與(yu)人(ren);開展黃金現貨合約自營資(zi)(zi)(zi)格(ge)、上市(shi)公(gong)司(si)股(gu)(gu)權(quan)激勵行(xing)權(quan)融資(zi)(zi)(zi)業(ye)(ye)務(wu)(wu)、合格(ge)境(jing)內機構投資(zi)(zi)(zi)者(QDII)資(zi)(zi)(zi)格(ge)等其他業(ye)(ye)務(wu)(wu)資(zi)(zi)(zi)格(ge)。
國金(jin)證券股份(fen)有限公(gong)司自成立(li)以來,嚴格(ge)遵守各項法(fa)律法(fa)規,不斷完善公(gong)司法(fa)人(ren)治理結構,建立(li)了比較健全的內控制(zhi)度,始終堅持合規管理和穩健經營。