上(shang)海證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)(yi)所(suo)(suo)成立于1990年(nian)11月(yue)26日(ri),同(tong)年(nian)12月(yue)19日(ri)開(kai)業,受中國證(zheng)(zheng)監(jian)(jian)(jian)會(hui)監(jian)(jian)(jian)督和管(guan)(guan)理。上(shang)海證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)(yi)所(suo)(suo)致(zhi)力于創(chuang)造透明、開(kai)放、安全、高(gao)效的市(shi)場環境,主要職能包(bao)括:提供(gong)證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)(yi)的場所(suo)(suo)、設施和服務(wu);制定和修改(gai)證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)(yi)所(suo)(suo)的業務(wu)規(gui)則;審核、安排(pai)證(zheng)(zheng)券(quan)(quan)(quan)上(shang)市(shi)交(jiao)易(yi)(yi),決定證(zheng)(zheng)券(quan)(quan)(quan)暫(zan)停、恢復、終止和重新(xin)上(shang)市(shi);提供(gong)非公(gong)開(kai)發行(xing)(xing)證(zheng)(zheng)券(quan)(quan)(quan)轉讓服務(wu);組織和監(jian)(jian)(jian)督證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)(yi);對會(hui)員進行(xing)(xing)監(jian)(jian)(jian)管(guan)(guan);對證(zheng)(zheng)券(quan)(quan)(quan)上(shang)市(shi)交(jiao)易(yi)(yi)公(gong)司及相關信(xin)息披露義務(wu)人進行(xing)(xing)監(jian)(jian)(jian)管(guan)(guan);對證(zheng)(zheng)券(quan)(quan)(quan)服務(wu)機(ji)構為證(zheng)(zheng)券(quan)(quan)(quan)上(shang)市(shi)、交(jiao)易(yi)(yi)等提供(gong)服務(wu)的行(xing)(xing)為進行(xing)(xing)監(jian)(jian)(jian)管(guan)(guan);管(guan)(guan)理和公(gong)布市(shi)場信(xin)息;開(kai)展投資者教育和保護;法律、行(xing)(xing)政法規(gui)規(gui)定及中國證(zheng)(zheng)監(jian)(jian)(jian)會(hui)許可、授權(quan)或委托的其他職能。
上(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)交易(yi)所(suo)(suo)下設辦公(gong)(gong)(gong)室(shi)(黨委辦公(gong)(gong)(gong)室(shi)、理(li)事(shi)會辦公(gong)(gong)(gong)室(shi))、人力資(zi)源部(bu)(bu)(bu)(bu)(bu)(黨委組織(zhi)(zhi)部(bu)(bu)(bu)(bu)(bu))、黨建辦公(gong)(gong)(gong)室(shi)(黨委宣傳部(bu)(bu)(bu)(bu)(bu))、紀檢監(jian)(jian)(jian)(jian)察(cha)(cha)辦公(gong)(gong)(gong)室(shi)、交易(yi)管(guan)理(li)部(bu)(bu)(bu)(bu)(bu)、發(fa)行(xing)(xing)上(shang)(shang)市服務(wu)中(zhong)心(xin)(xin)、科創板上(shang)(shang)市審核(he)中(zhong)心(xin)(xin)、上(shang)(shang)市公(gong)(gong)(gong)司(si)(si)(si)(si)監(jian)(jian)(jian)(jian)管(guan)一部(bu)(bu)(bu)(bu)(bu)、上(shang)(shang)市公(gong)(gong)(gong)司(si)(si)(si)(si)監(jian)(jian)(jian)(jian)管(guan)二部(bu)(bu)(bu)(bu)(bu)、科創板公(gong)(gong)(gong)司(si)(si)(si)(si)監(jian)(jian)(jian)(jian)管(guan)部(bu)(bu)(bu)(bu)(bu)、監(jian)(jian)(jian)(jian)管(guan)執行(xing)(xing)部(bu)(bu)(bu)(bu)(bu)、巡回審理(li)協作(zuo)部(bu)(bu)(bu)(bu)(bu)、會員部(bu)(bu)(bu)(bu)(bu)、債券(quan)業務(wu)中(zhong)心(xin)(xin)、國際發(fa)展部(bu)(bu)(bu)(bu)(bu)、產品創新中(zhong)心(xin)(xin)、市場(chang)監(jian)(jian)(jian)(jian)察(cha)(cha)一部(bu)(bu)(bu)(bu)(bu)、市場(chang)監(jian)(jian)(jian)(jian)察(cha)(cha)二部(bu)(bu)(bu)(bu)(bu)、法律部(bu)(bu)(bu)(bu)(bu)、投資(zi)者服務(wu)部(bu)(bu)(bu)(bu)(bu)、企業培訓部(bu)(bu)(bu)(bu)(bu)、技術(shu)管(guan)理(li)部(bu)(bu)(bu)(bu)(bu)、信息(xi)管(guan)理(li)部(bu)(bu)(bu)(bu)(bu)、北京中(zhong)心(xin)(xin)、財務(wu)部(bu)(bu)(bu)(bu)(bu)、內(nei)審部(bu)(bu)(bu)(bu)(bu)(監(jian)(jian)(jian)(jian)事(shi)會辦公(gong)(gong)(gong)室(shi))、資(zi)本市場(chang)研究所(suo)(suo)、博物館保障部(bu)(bu)(bu)(bu)(bu)、香港辦事(shi)處(chu)、倫敦辦事(shi)處(chu)等30個內(nei)設部(bu)(bu)(bu)(bu)(bu)門,基建工(gong)作(zuo)小(xiao)組(與(yu)竹(zhu)園公(gong)(gong)(gong)司(si)(si)(si)(si)合署)、自貿區交易(yi)平臺籌備工(gong)作(zuo)小(xiao)組等2個臨時工(gong)作(zuo)小(xiao)組,以(yi)及(ji)上(shang)(shang)交所(suo)(suo)技術(shu)有(you)(you)限(xian)責(ze)任(ren)(ren)公(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)證(zheng)(zheng)(zheng)所(suo)(suo)信息(xi)網絡有(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)海(hai)上(shang)(shang)證(zheng)(zheng)(zheng)金融(rong)服務(wu)有(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)海(hai)竹(zhu)園工(gong)程管(guan)理(li)有(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)證(zheng)(zheng)(zheng)信息(xi)技術(shu)有(you)(you)限(xian)責(ze)任(ren)(ren)公(gong)(gong)(gong)司(si)(si)(si)(si)、中(zhong)國投資(zi)信息(xi)有(you)(you)限(xian)公(gong)(gong)(gong)司(si)(si)(si)(si)、上(shang)(shang)證(zheng)(zheng)(zheng)數(shu)據(ju)服務(wu)有(you)(you)限(xian)責(ze)任(ren)(ren)公(gong)(gong)(gong)司(si)(si)(si)(si)等7家控股子公(gong)(gong)(gong)司(si)(si)(si)(si),通過其(qi)合理(li)分工(gong)和(he)協調運(yun)作(zuo),有(you)(you)效擔(dan)當起(qi)證(zheng)(zheng)(zheng)券(quan)市場(chang)組織(zhi)(zhi)者、監(jian)(jian)(jian)(jian)管(guan)者的(de)角色。此外,上(shang)(shang)海(hai)證(zheng)(zheng)(zheng)券(quan)交易(yi)所(suo)(suo)還參股了17家公(gong)(gong)(gong)司(si)(si)(si)(si)(機構)。
上(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所已發(fa)展成為擁(yong)(yong)有股票、債券(quan)(quan)、基金、衍生品四大類證(zheng)(zheng)券(quan)(quan)交(jiao)(jiao)(jiao)易(yi)品種、市場結構較(jiao)為完整的證(zheng)(zheng)券(quan)(quan)交(jiao)(jiao)(jiao)易(yi)所;擁(yong)(yong)有可(ke)支撐上(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)(quan)市場高效穩健運(yun)行的交(jiao)(jiao)(jiao)易(yi)系(xi)統及基礎(chu)通信(xin)設施;擁(yong)(yong)有可(ke)確保上(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)(quan)市場規(gui)范有序(xu)運(yun)作、效能顯(xian)著(zhu)的自律(lv)監管體系(xi)。依托這些優勢(shi),上(shang)(shang)海(hai)(hai)證(zheng)(zheng)券(quan)(quan)市場的規(gui)模和投資(zi)者群體也在迅速壯大。
截至2018年(nian)(nian)末,滬市(shi)(shi)上市(shi)(shi)公司家數達(da)1450家,總市(shi)(shi)值27.0萬(wan)億(yi)(yi)(yi)元(yuan);2018年(nian)(nian)全(quan)年(nian)(nian)股票累計(ji)(ji)成(cheng)(cheng)交金(jin)(jin)額(e)40.3萬(wan)億(yi)(yi)(yi)元(yuan),日均成(cheng)(cheng)交1659億(yi)(yi)(yi)元(yuan),股市(shi)(shi)籌資(zi)總額(e)6114億(yi)(yi)(yi)元(yuan);債券市(shi)(shi)場掛牌(pai)只(zhi)數12089只(zhi),托管量8.4萬(wan)億(yi)(yi)(yi)元(yuan),累計(ji)(ji)成(cheng)(cheng)交216.9萬(wan)億(yi)(yi)(yi)元(yuan);基金(jin)(jin)市(shi)(shi)場只(zhi)數達(da)233只(zhi),累計(ji)(ji)成(cheng)(cheng)交7.2萬(wan)億(yi)(yi)(yi)元(yuan);衍(yan)生品市(shi)(shi)場全(quan)年(nian)(nian)累計(ji)(ji)成(cheng)(cheng)交1798億(yi)(yi)(yi)元(yuan)。滬市(shi)(shi)投資(zi)者開(kai)戶(hu)數量已達(da)29610萬(wan)戶(hu)。